We are the only firm in North Carolina west of Charlotte that offers securities arbitration representation. Our extensive experience assists us to represent a broad range of clients in securities arbitration conducted under the auspices the Financial Industry Regulatory Authority (FINRA) and previously before its predecessor organizations, the National Association of Securities Dealers (NASD) and the New York Stock Exchange (NYSE). Our clients range from individuals to medium-sized and smaller brokerage firms, investment advisory firms, money managers and individual brokers and advisers.
