Securities Offerings & Advice

Our professionals counsel issuers and investors in the full range of capital raising and recapitalization transactions, including securities offerings, tender offers, exchange offers, spin offs and going private transactions. We handle public and private offerings and compliance with the regulations of the SEC, NYSE, NASDAQ and FINRA.

Our attorneys have experience in representing clients in investment grade and high-yield debt offerings and offerings involving registered exchange offers and medium-term note programs. We are also capable of assisting our clients with private placements, including venture capital financings and transactions structured under Rule 144A or as private investment in public equities deals.

Other securities-related transactions in which we serve clients include tender offers, going private transactions, spin offs, business combinations and hedge, investment and other fund formations.  We also assist with transactions involving outstanding securities or existing securityholders, such as rights offerings, remarketing transactions, open market purchases and consent solicitations.

Our attorneys advise on transactions involving common stock, preferred stock, debt securities, convertible securities, hybrid units, securities listed on European markets, derivatives, equity-linked securities, medium-term note and commercial paper programs, trust originated securities, mutual fund shares and tax exempt bonds.